Governance
- IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf) Dec 14, 2011
- Overview of Fund Governance Practices, 1994-2010 (pdf) Oct 19, 2011
- IDC and ICI Paper Examines Board Oversight of Risk Management Oct 4, 2011
- Fund Board Oversight of Risk Management (pdf) Sep 30, 2011
- IDC and ICI Comment Letters on CFTC Proposal to Narrow Rule 4.5 Exclusion for Funds (pdf) Apr 12, 2011
- Frequently Asked Questions About Mutual Fund Directors Mar 1, 2010
- Overview of Mutual Fund Governance Mar 1, 2010
- IDC Recommendations for Enhancing Fund Board Effectiveness (pdf) Feb 27, 2008
- Comment Letter on Economic Papers Relating to Fund Governance (pdf) Mar 2, 2007
- IDC Comment Letter on Fund Governance Proposals (pdf) Aug 21, 2006
- IDC Statement on Independent Chair Provision (pdf) Nov 1, 2004
- IDC Letter to New York Times (pdf) May 26, 2004
- IDC Letter to Wall Street Journal (pdf) Mar 26, 2004
- Directors' Committee Comment Letter on Governance Proposals (pdf) Mar 11, 2004
- Report of the Advisory Group on Best Practices for Fund Directors (pdf) Jun 24, 1999
Money Market Funds
- IDC Comment Letter on SEC's Proposal to Remove Credit Rating References from Money Market Fund Rule (pdf) Apr 25, 2011
- IDC Comment Letter on President's Working Group Report on Money Market Fund Reform (pdf) Jan 10, 2011
- IDC Supports SEC Money Market Fund Reforms Jan 27, 2010
- IDC Comment Letter On SEC Money Market Fund Reform Proposal (pdf) Sep 8, 2009
- IDC Restates Objection to the Proposed Elimination of NRSRO Ratings from the Money Market Fund Rule (pdf) May 6, 2009
- IDC Letter on Credit Rating Agency Roundtable (pdf) May 6, 2009
- Group of Thirty Money Market Proposals Will Harm Investors, Economy (op-ed) Mar 17, 2009
- Report of the Money Market Working Group (pdf) Mar 17, 2009
- IDC Letter On Proposed Amendments To Money Market Fund Rule (pdf) Aug 29, 2008
Risk Oversight
- IDC Files Comment Letter on SEC's Concept Release on Funds' Use of Derivatives Nov 7, 2011
- IDC and ICI Paper Examines Board Oversight of Risk Management Oct 4, 2011
- Fund Board Oversight of Risk Management (pdf) Sep 30, 2011
- Chief Risk Officers in the Mutual Fund Industry: Who Are They and What Is Their Role Within the Organization? (pdf) Aug 7, 2007
Rule 12b-1
Fair Valuation
IDC Letters: Disclosure, Proxy Voting, Soft Dollars, and ETFs
- IDC Letter on Retrospective Review of SEC Regulations (pdf) Oct 6, 2011
- IDC Letter on FINRA Cash Compensation Disclosure Proposal (pdf) May 31, 2011
- IDC Comments On SEC's Proxy Voting Concept Release (pdf) Oct 21, 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Apr 7, 2010
- IDC Letter on Proposed Soft Dollars Guidance (pdf) Sep 30, 2008
- IDC Comment Letter on SEC's Proposed ETF Rules May 20, 2008
- IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf) Feb 15, 2008
Financial Services Industry Regulatory Reform
